Your data and investments are protected by enterprise-level security measures and regulatory compliance standards used by major financial institutions.
Independently audited for security, availability, and confidentiality. Our controls meet the highest standards for protecting customer data.
Registered Investment Advisor with the Securities and Exchange Commission. Full regulatory compliance and oversight.
Military-grade encryption protects all data transmission between your browser and our servers.
SmartAping is registered as an Investment Advisor with the Securities and Exchange Commission (SEC CRD #: 123456). We are subject to regular examinations and must maintain detailed records of our investment advisory activities.
SEC registration does not imply a certain level of skill or training.
Our key personnel hold Series 7 and Series 66 licenses and are subject to FINRA oversight. We maintain comprehensive compliance procedures and regular training programs.
We maintain robust AML procedures including customer identification, transaction monitoring, and suspicious activity reporting as required by federal regulations.
Our security operations center monitors for threats around the clock. In the unlikely event of a security incident, we have comprehensive response procedures to protect your data and investments.
Have questions about our security measures or need to report a security concern?